Compliance Officer

Robert Walters

  • Zurich
  • CDI
  • Temps-plein
  • Il y a 2 jours
About the job:Ensure ongoing compliance with Swiss and international regulatory requirements (e.g., FINMA, AMLA)Maintain and enhance internal compliance policies, procedures, and controlsMonitor and oversee investment compliance with regard to internal guidelines and external regulationsSupport the onboarding process of new investment structures, counterparties, and service providers (KYC/AML checks)Conduct internal training and promote compliance culture within the organizationAct as a liaison for regulatory authorities and external auditorsStay up to date on regulatory developments impacting asset and wealth managementAbout the candidate:University degree in law, finance, or a related fieldAt least 5 years of relevant compliance experience in asset management, wealth management, or a family officeStrong knowledge of Swiss financial regulation (e.g., FINIA/FINMA guidelines) and investment compliance frameworksStructured, detail-oriented, and discreet, with a proactive and solution-driven mindsetFluent in German and English (spoken and written)Able to work independently in a small, dynamic team environment jide86d686a jit0936a jiy25a

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